Tracey Pannell serves as the Director of Compliance and Client Services at TM Advisors, LLC, a leading investment firm that offers personalized wealth management services. Her expertise in operational compliance and dedication to client satisfaction have played a vital role in enhancing customer retention and fostering long-term client relationships.

Additionally, she holds the position of Compliance and Investor Relations Director at Taylor Capital, LLC, a private investment fund renowned for its commitment to integrity and transparency. In this role, Tracey oversees compliance and risk management while cultivating strong relationships with the firm’s investors.

Before these roles, Tracey spent eight years working for Taylor & Morgan CPAs, gaining valuable experience in the areas of accounting, tax, and finance. This strong foundation, combined with her leadership in compliance, ensures that both firms maintain the highest standards of operational excellence and client care.